Assistant Vice President - On-Site Controls Analyst

Company: BNP Paribas
Location: Denver
Posted on: February 25, 2021

Job Description:

The Management of BNP--Paribas hascommitted to ensure compliance with AML / Embargo & Sanctions rules withinthe entire Group. In this context, Group Compliance has decided to have astrong and permanent set-up within the U.S.: Group Financial Security US ("GFSU.S."). The objectives of this unit include:

• Having the responsibility for the BNP Paribas Group framework in relation to Compliance with U.S. Sanctions;
• Ensuring a legal watch in relation to U.S. Sanctions in liaison with Legal Affairs;
• Issuing norms, policies and procedures in relation to Sanctions and applicable across the BNP Paribas Group;
• Providing advice on situations linked to U.S. Sanctions across the Group;
• Acting as the ultimate level of management of the U.S. Sanctions - related alerts;
• Acting as the sponsor of tools used to filter flows against embargo / sanctions lists;
• Risk assessing the Group's branches & affiliates regarding non-compliance issues through a permanent risk oversight;
• Performing on-site controls within BNP Paribas Group to verify that BNP Paribas entities comply with norms issued by GFS U.S. Responsibilities of the On-SiteControls ("OSC") team (from Group Financial Security - On-Site ControlsCharter):
  • Review the adequacy and effectiveness of the Financial Security framework within the BNP Paribas Group.
  • Assess if BNP Paribas's branches, affiliates and global business lines comply with regulations / Group requirements in the area of Financial Security.
  • GFS OSC is based in New York. GFS OSC is comprised of experienced reviewers who travel internationally to execute a risk-based compliance review plan.
  • GFS U.S. On-Site Controls is primarily responsible for reviewing compliance with Financial Sanctions and in particular OFAC-specific requirements for all entities globally. The OSC AVP will report to a GFS U.S.OSC Vice President (VP). The OSCAVP as part of a team, will undertake review assignmentsin accordance with an approved plan; provide a high level of assistance in theconduct of reviews; and contribute to the maintenance and enhancement ofstakeholder relationships.-- Candidate Success Factors: Candidates will bemeasured on the following four performance drivers, which will dictate howindividual impact is considered on the Americas platform:
    • Results and Impact
    • Leadership and Collaboration
    • Client, Customer and Stakeholder Focus
    • Compliance Culture and Conduct Responsibilities: Performing assigned review scoping and test work, under thesupervision and guidance of the OSC VP/Team Lead. Assisting in the drafting of findings, remedial action plans and reviewreports. Delivering review assignments that adhere to methodology and qualitystandards. Demonstrating strong and effective time management. Participating in the enhancement of OSC's professional practices(methodologies, test plans, RAPs and Review QA etc.) Supporting OSC U.S. in executing special and ad-hocprojects. Thisposition requires at least 25-30% international travel to countries where BNPPhas offices, operations, or business interests which may include developingcountries. Extended stay up to five (5) weeks may be required. This isan exciting opportunity for the right candidate to join a Group-wide functionin a highly visible position. Minimum Required Qualifications
      • 3 + years' experience in a General Inspection/Audit role.
      • 4 - 7 years' experience in a complex global financial services organization
      • Ability to travel internationally and comply with travel visa requirements.
      • High ethical standards.
      • Excellent verbal and written communication skills.
      • Strong analytical and investigative skills.
      • High level of detail orientation and organization
      • Flexibility to adapt to new changing environment.
      • Team player with demonstrated track record in self-initiative and time management.
      • Undergraduate degree, finance or business related majors. Preferred Qualifications:
        • Experience in Compliance with a strong knowledge of OFAC requirements.
        • Working knowledge of banking products and services.
        • Knowledge of BNP Paribas Group activities and organization.
        • Working knowledge of automated auditing techniques.
        • Foreign language skills a plus in particular French. FINRA Registrations Required: Not Applicable BNP--Paribas iscommitted to providing a work environment that fosters diversity, inclusion,and equal employment opportunity without regard to race, color, gender, age,creed, sex, religion, national origin, disability (physical or mental), maritalstatus, citizenship, ancestry, sexual orientation, gender identity and genderexpression, or any other legally protected status. Primary Location: US-New York Job Type: Standard / Permanent Job: MISCELLANEOUS Education Level: Bachelor Degree or equivalent (> = 3 years) Experience Level: At least 3 years Schedule: Full-time Reference: GRO000265

Keywords: BNP Paribas, Denver , Assistant Vice President - On-Site Controls Analyst, Accounting, Auditing , Denver, Colorado