Compliance Officer - Control Room (Monitoring & Surveillance)
Company: S&P Global
Location: Denver
Posted on: February 22, 2021
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Job Description:
The Role: Compliance Officer - Control Room (Monitoring &
Surveillance) Grade ( relevant for internal applicants only ): GL11
The Location: London, New York, Centennial The Team: Control Room
is part of the Monitoring pillar of the Compliance and Control
program at S&P Global Ratings. Its members apply standardized
monitoring and surveillance protocols to help mitigate compliance,
regulatory and reputational risk; prevent or manage conflict of
interests; help Ratings Division protect information collected or
generated as part of its credit rating activities. The Impact: As a
Compliance Officer in the Control Room you will be part of a Global
team tasked with performing monitoring and surveillance functions
aimed at identifying possible infractions of the Conflicts of
Interest, Protection of Information and Market Interaction
Policies. What's in it for you: This role provides an opportunity
to make a significant and visible contribution to the team's
efforts and to the department with significant exposure to risk and
controls functions, compliance management and technology. A great
opportunity to learn and apply data analytics and business
intelligence gathering and reporting skills. Responsibilities: As a
Compliance Officer responsible for standard monitoring reviews, you
will be expected to
Keywords: S&P Global, Denver , Compliance Officer - Control Room (Monitoring & Surveillance), Other , Denver, Colorado
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