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Trade Management Supervisor - Assistant Vice President

Company: CTI Education Group
Location: Denver
Posted on: February 22, 2021

Job Description:

Job Description - Trade Management Supervisor - Assistant Vice President (SEC000800) Trade Management Supervisor - Assistant Vice President ( Job Number: SEC000800 ) Candidate Success Factors: Candidates will be measured on the following four performance drivers which will dictate how individual impact is considered on the Americas platform:

  • Results and Impact
  • Leadership and Collaboration
  • Client, Customer and Stakeholder Focus
  • Compliance Culture and Conduct Responsibilities: Responsible for the daily supervision of Trade Management operations and staff. Individual will be responsible for monitoring workloads, ensuring operational groups have optimal controls in place to mitigate risk and ensuring all policies and procedures are adhered to and properly documented. Individual must be familiar with a variety of equity, fixed income and FX products including experience in operationally supporting post trade processing for trade matching, confirmation, trade settlement and regulatory reporting.
    • Supervise and direct staff in the daily performance of their duties ensuring adherence to established procedures.
    • Monitor the trade matching, confirmation and settlements process across multiple platforms for varying security types.
    • Monitor daily trading activity to ensure collaboration with other internal operational teams.
    • Communicate daily with external counterparties to address any breaks to STP workflow
    • Oversee sensitive account trade matching and settlement processing
    • Provide accurate and timely reporting to client oversight teams
    • Train and develop teams' ability to research and resolve complex problems.
    • Assist in the development and implementation of departmental policies and procedures.
    • Consistently assess and improve workflow processes to mitigate risk and create efficiencies
    • New client onboarding -- includes reviewing IMA, custodian requirements, client reporting needs and system readiness. SUPERVISORY RESPONSIBILITIES:
      • Directly manages exempt and non-exempt staff.
      • Plans, allocates, monitors work and makes decisions regarding employment, performance appraisal, training, salary and related personnel actions.
      • Assess training needs and assist in career development Minimum Required Qualifications Threeyears of experience within the financial sector with direct experience relatedto post trade processing. Strong team building and team leadership skills
        Intermediate to advanced knowledge of equity and fixed income post trade handling.
        Familiarity with post trade platforms (ex: SWIFT, CTM, Oasys)
        Ability to work and make decisions independently.
        Intermediate to advanced knowledge of MS Word and Excel
        Strong attention to detail with the ability to manage multiple projects simultaneously.
        Strong verbal and written communication skills
        Preferred Qualifications: Bachelor's Degree in Accounting/Finance or equivalent required Team leadership experience preferred FINRA Registrations Required: None BNP Paribas is committed to providing a work environment that fosters diversity, inclusion, and equal employment opportunity without regard to race, color, gender, age, creed, sex, religion, national origin, disability (physical or mental), marital status, citizenship, ancestry, sexual orientation, gender identity and gender expression, or any other legally protected status. Primary Location Job Type : Standard / Permanent Job : MISCELLANEOUS Education Level : Bachelor Degree or equivalent (> = 3 years)

Keywords: CTI Education Group, Denver , Trade Management Supervisor - Assistant Vice President, Executive , Denver, Colorado

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