DenverRecruiter Since 2001
the smart solution for Denver jobs

Compliance Consultant

Company: Wells Fargo
Location: Denver
Posted on: June 14, 2019

Job Description:

Job Description
At Wells Fargo, we want to satisfy our customers financial needs and help them succeed financially. We re looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you ll feel valued and inspired to contribute your unique skills and experience.Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.Corporate Risk helps all Wells Fargo businesses identify and manage risk. We focus on three key risk areas: credit risk, operational risk and market risk. We help our management and Board of Directors identify and monitor risks that may affect multiple lines of business, and take appropriate action when business activities exceed the risk tolerance of the company.Enterprise TestingWithin Wells Fargo Compliance, this group provides an independent oversight function within the second line of defense, establishing and maintaining a consolidated Enterprise Testing function at the corporate level. They are responsible for developing a common methodology and standards, providing governance and oversight, executing testing; and conducting horizontal reviews. Testing and validation teams throughout corporate risk will be responsible for implementing the Enterprise Testing methodology and standards, and executing group-specific testing.The Consumer Banking (CB) and Payment, Virtual Solutions and Innovation (PVSI) Enterprise Testing team, is seeking a Compliance Consultant 3 to execute the financial crimes testing plan for all of CB and PVSI. This team member will primarily serve in a review lead capacity for the financial crimes (BSA/AML and OFAC) review but may also execute in a tester capacity. They will be responsible for execution of all aspects of the Enterprise Testing methodology including: Plan and Prepare, Execute, Identify Issues and Corrective Actions, and Report and Escalate Results will be expected.Specific Responsibilities include, but are not limited to, the following:

  • Lead all phases of BSA/AML/OFAC regulatory compliance test engagements, including planning, scoping, designing testing strategy and test steps, executing testing, presenting findings to management and writing final reports
  • Execute process walkthroughs, identifying and understanding primary/key controls, evaluating control design and the suite of controls
  • Manage engagements to planned dates, resources, and hours
  • Execute throughout the life cycle of the review activities to ensure the adequacy/accuracy of scope, sampling, testing approach, issues, work papers, quality reviews, etc.
  • Develop subject matter expertise and a thorough understanding of the processes and regulations reviewed
  • Receive quality assurance feedback positively and take appropriate actions to address areas requiring attention
  • Identify continuous improvement opportunities, and implement routines to drive effectiveness and efficiency
  • Influence line of business and control executive teams to resolve issues, develop sound corrective actions, and strengthen internal controls
  • Write reports that clearly articulate work performed and summarize testing results to business leadership, executive management, and the boardLocation: Open to all locations in the Wells Fargo footprint.

    Required Qualifications
    • 2+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both
    • 2+ years of experience in one or a combination of the following: additional compliance, additional operational risk management, IT systems security, business process management or financial services industry experience; or a BS/BA degree or higher in business or a related field

      Desired Qualifications
      • Intermediate Microsoft Office skills
      • Excellent verbal, written, and interpersonal communication skills
      • Strong analytical skills with high attention to detail and accuracy
      • Ability to interact with all levels of an organization
      • Experience creating, executing, and documenting compliance testing
      • Financial crimes experience
      • Risk and regulatory compliance experience
      • Ability to interact with all levels of an organization
      • Ability to take initiative and work independently with minimal supervision in a structured environment
      • Knowledge and understanding of financial services industry: compliance, regulatory, or legal operations
      • Leadership experience including; coaching, training, and mentoring
      • A BA/BS degree or higher in business or finance
      • Knowledge and understanding of Financial Crimes Risk Management (FCRM)

        Other Desired Qualifications
        • Prior BSA/AML and/or financial crimes experience
        • Experience reviewing business processes and identifying control gaps
        • Certified Anti-Money Laundering Specialist (CAMS) designation
        • Certified Internal Auditor (CIA) designation
        • Ability to read, analyze and interpret regulations, policies, reports, and business processes
        • Experience developing and enhancing compliance programs
        • Experience working effectively across business units to identify and mitigate risk
        • Demonstrated leadership on high risk projects or initiatives
        • Working knowledge of Bank Secrecy Act and financial services related regulations and expectations
        • Experience using data analytics strategies to analyze populations and assess compliance and/or controls
        • Wells Fargo systems knowledge (Hogan, UW, etc.) or Prior experience using Shared Risk Platform (SHRP)

          Street Address
          SD-Sioux Falls: 4811 N 4th Ave - Sioux Falls, SD
          CO-Denver: 1717 Grant St - Denver, CO
          AZ-PHX-Central Phoenix: 100 W Washington St - Phoenix, AZ
          AZ-Chandler: 2700 S Price Rd - Chandler, AZ
          MN-Minneapolis: 600 S 4th St - Minneapolis, MN
          NC-Charlotte: 301 S Tryon St - Charlotte, NC
          IA-Des Moines: 800 Walnut St - Des Moines, IA


          All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

          Relevant military experience is considered for veterans and transitioning service men and women.
          Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.
          Associated topics: attorney corporate, compliance department, compliance office, corporate, corporate attorney, courtroom, internal, legal affairs, legal department, market

Keywords: Wells Fargo, Denver , Compliance Consultant, Accounting, Auditing , Denver, Colorado

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category

Other Accounting, Auditing Jobs

Description: Under the supervision of theManager of Accounting,theStaff Accountant is responsible for all regulatory reporting requirements, annual audit report, federal and state tax returns for the insurance subsidiary (more...)
Company: Colorado Access
Location: Aurora
Posted on: 06/17/2019

Cancer Center Assistant Director of Finance
Description: Description University of Colorado - CU Anschutz Medical Campus School of Medicine, Cancer Center Assistant Director of Finance Position 00691845 - Requisition 16353 Applications are accepted electronically (more...)
Company: University of Colorado Anschutz Medical Campus
Location: Denver
Posted on: 06/16/2019

Avis/Budget JOB FAIR - June 26
Description: AVIS/BUDGET - CAREER FAIR Location: BUDGET RENTAL CAR - 24050 E 78th Ave, Denver, CO, 80249 Dates: Wednesday, June 19 Wednesday, June 26, 2019 Time: 10:00 AM --- 4:00 PM Parking instructions: Park (more...)
Company: Avis Budget Group
Location: Denver
Posted on: 06/17/2019

Regional Property Manager
Description: ATARID Specialist Recruiters to the Property and Asset Management Industry are seeking experienced candidates on behalf of our Client who is hiring for the following role: Regional Property Manager Job (more...)
Company: Atarid
Location: Denver
Posted on: 06/17/2019

Accounting Support III
Description: A career with CAES is more than just a job it is the pathway to a bright future. Are you searching for a career with a company that offers challenging, diverse projects and opportunities Are you looking (more...)
Company: Cobham
Location: Colorado Springs
Posted on: 06/16/2019

Regional Property Manager
Description: ATARID Specialist Recruiters to the Property and Asset Management Industry are seeking experienced candidates on behalf of our Client who is hiring for the following role: Regional Property Manager Job (more...)
Company: Atarid
Location: Aurora
Posted on: 06/17/2019

Senior Lead Finance Manager
Description: About CenturyLink br br CenturyLink NYSE: CTL is the second largest U.S. communications provider to global enterprise customers. With customers in more than 60 countries and an intense focus on (more...)
Company: CenturyLink
Location: Broomfield
Posted on: 06/17/2019

Financial Services Agent - Greeley
Description: The Agent OpportunityWe look for people who: Want to make a positive difference in people's lives and in their community Want a career that is both personally and financially rewarding Have key entrepreneurial (more...)
Company: State Farm
Location: Greeley
Posted on: 06/16/2019

Preseason Tax Professional
Description: Pre-season Tax Professional Seeking seasonal tax preparers to serve clients with diverse tax needs during the pre-season. H R Block pre-season tax professionals are responsible for preparing complete (more...)
Company: H&R BLOCK
Location: Longmont
Posted on: 06/17/2019

Staff Accountant
Description: The Staff Accountant will prepare, analyze and interpret accounting records and financial reports. Essential Duties: Prepares monthly balance sheet reconciliations, including cash/bank
Company: Century Communities
Location: Littleton
Posted on: 06/16/2019

Log In or Create An Account

Get the latest Colorado jobs by following @recnetCO on Twitter!

Denver RSS job feeds