Financial Services Officer

Company: National Credit Care
Location: Westminster
Posted on: February 25, 2021

Job Description:

Compliance Officer - Financial Services - Regulatory POSITION Summary:--The Compliance Officer for National Credit Care has responsibility for developing and maintaining a comprehensive regulatory compliance framework, including implementing processes, systems, and controls that ensure the firm's compliance with industry regulations. The Compliance Officer will be the company's main SME and advisor on compliance for financial related products and serve as the point person for internal and external audits, regulatory examinations, legal contracts, and all third-party vendor compliance. The compliance framework covers a broad range of financial services and related activities, including (i) consumer lending, (ii) consumer mortgages, complementary financial services, and (iv) new business and activities. ESSENTIAL FUNCTIONS:--The Compliance Officer, directly or through oversight responsibility: * Serve as National Credit Care's Subject Matter Expert (SME) for regulatory compliance, specifically regarding credit and related services. * Assist with an annual risk assessment that supports and drives the prioritization and thoroughness of the compliance plan. * Monitor implementation of the compliance work plan, including regular testing and review of department activities. * Independently investigate and act on matters related to compliance. * Develop, enhance, and deliver compliance-related training to all employees, including training specific to rules, regulations, standards, and resources to improve National Credit Care's understanding of related laws and regulatory requirements. * Advise business units on implementing appropriate policies, procedures and controls. * Work with business unit managers to prepare risk assessments of new products and services. ADDITIONAL RESPONSIBILITIES: * Stays current with products and services National Credit Care is planning and offering within applicable laws, regulations, and related matters of public policy. SKILLS: * Must be self-motivated, self-starter who can multi-task and independently handle tasks with little oversight * Detail oriented and possess strong, demonstrable organizational skills * In-depth knowledge of financial services regulations and strong policies, procedures criteria Education: * Minimum of a Bachelor's degree in Finance, Business, Accounting or related field. * Certified Regulatory Compliance Manager (CRCM) Certification (or similar) Preferred. EXPERIENCE: * 7-10 + years of industry related experience in compliance functions required * Experience and expertise in current technology applications for financial services and compliance * Experience with compliance programs for complementary financial services to banking is preferred. PHYSICAL DEMANDS: * The ability to work the days and hours required to fulfill the essential functions of the position, including the ability to work long hours, multitask, and occasionally travel * Must have a valid driver's license MENTAL DEMANDS: * Learning, thinking, concentration * The ability to interact with others and exercise self-control * The ability to work under stressful conditions, particularly in customer situations * The ability to make decisions and exercise discretion, when necessary COMPANY DESCRIPTION: National Credit Care started with a grassroots approach to helping the tens of millions of Americans with credit inaccuracies. We found that by focusing on details, and offering comprehensive options to clients, we are best known for our creative and customized credit solutions. National Credit care operates 100% in the United States. Our representatives are part of the communities we serve, eager to help and answer questions. The National Credit Care team is compromised of individuals dedicated to helping the consumers plagued by credit inaccuracies, errors, and fraud. It is our mission to help inform customers and alleviate the stress of working with creditors and credit bureaus. Together we help to maximize the credit scores of our customers in order to elevate those scores to where they should be.

Keywords: National Credit Care, Denver , Financial Services Officer, Accounting, Auditing , Westminster, Colorado